-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QDyNwlSNAppQXTbgGnTxafNeymq3nIjv/sPjpHK3iA5xIlCyjZ8jFKdXmyCwSAm0 h6eF+OexJtNc2eMg7AqcRg== 0000891618-97-000740.txt : 19970222 0000891618-97-000740.hdr.sgml : 19970222 ACCESSION NUMBER: 0000891618-97-000740 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970218 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TRIDENT MICROSYSTEMS INC CENTRAL INDEX KEY: 0000859475 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 770156584 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-43935 FILM NUMBER: 97537684 BUSINESS ADDRESS: STREET 1: 189 NORTH BERNARDO AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043-5203 BUSINESS PHONE: 4156919211 MAIL ADDRESS: STREET 1: 189 NORTH BERNARDO AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LIN FRANK C CENTRAL INDEX KEY: 0000903768 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O TRIDENT MICROSYSTEMS INC STREET 2: 189 NORTH BERNARDO AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 4156919211 SC 13G/A 1 SCHEDULE 13G AMENDMENT #4 1 ------------------------- OMB Number: 3235-0145 Expires: October 31, 1994 Estimated average burden hours per response 14.90 ------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 4 ) Trident Microsystems, Inc. ------------------------------------------------------------------------------ (Name of Issuer) Common Stock ------------------------------------------------------------------------------ (Title of Class of Securities) 895919108 --------------------------- (CUSIP Number) Check the following box if a fee is being paid with this statement [ ] (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosure provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 5 pages 2 - --------------------------- -------------------------- CUSIP NO. 370253 10 6 13G PAGE 2 OF 5 PAGES - --------------------------- -------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S. S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Frank C. Lin ###-##-#### - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER 1,366,397 NUMBER OF -------------------------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY None BY EACH -------------------------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH 1,366,397 -------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER None - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,366,397 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] Not Applicable - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 10.70% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON * IN - -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! Page 2 of 5 pages 3 - --------------------------- -------------------------- CUSIP NO. 370253 10 6 13G PAGE 3 OF 5 PAGES - --------------------------- -------------------------- ITEM 1. (a) Name of Issuer: Trident Microsystems, Inc. (b) Address of Issuer's Principal Executive Offices: 189 North Bernardo Avenue Mountain View, CA 94043-5203 ITEM 2. (a) Name of Person Filing: Frank C. Lin (b) Address of Principal Business Officer or, if none, Residence: Trident Microsystems, Inc. 189 North Bernardo Avenue Mountain View, CA 94043-5203 (c) Citizenship: The filing person is a citizen of the United States of America. (d) Title of Class of Securities: Common Stock, $.001 par value (e) CUSIP Number: 895919108 ITEM 3. STATUS OF PERSON FILING: Not Applicable ITEM 4. OWNERSHIP (a) Amount Beneficially Owned: 1,366,397 shares (b) Percent of Class: 10.70% based on the sum of 12,724,609 shares of Issuer's Common Stock outstanding on December 31, 1996, and options exercisable by Mr. Lin within 60 days for 97,500 shares of such stock, determined in accordance with Rule 13-d-3(d)(1)(i) (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 1,366,397 shares (ii) shared power to vote or to direct the vote: none Page 3 of 5 pages 4 - --------------------------- -------------------------- CUSIP NO. 370253 10 6 13G PAGE 4 OF 5 PAGES - --------------------------- -------------------------- (iii) sole power to dispose or to direct the disposition of: 1,366,397 (iv) shared power to dispose or to direct the disposition of: none ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS Not Applicable ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON Not Applicable ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY Not Applicable ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP Not Applicable ITEM 9. NOTICE OF DISSOLUTION OF THE GROUP Not Applicable ITEM 10. CERTIFICATION Not applicable Page 4 of 5 pages 5 - --------------------------- -------------------------- CUSIP NO. 370253 10 6 13G PAGE 5 OF 5 PAGES - --------------------------- -------------------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February __, 1997 --------------------------------------- Frank C. Lin Page 5 of 5 pages -----END PRIVACY-ENHANCED MESSAGE-----